0001104659-14-008131.txt : 20140211 0001104659-14-008131.hdr.sgml : 20140211 20140210180719 ACCESSION NUMBER: 0001104659-14-008131 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140211 DATE AS OF CHANGE: 20140210 GROUP MEMBERS: COOPERATIEVE GILDE HEALTHCARE II U.A. GROUP MEMBERS: EDWIN DE GRAAF GROUP MEMBERS: GILDE HEALTHCARE II MANAGEMENT BV GROUP MEMBERS: MARC OLIVIER PERRET GROUP MEMBERS: MARTEMANSHURK BV SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Conatus Pharmaceuticals Inc CENTRAL INDEX KEY: 0001383701 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 203183915 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-87858 FILM NUMBER: 14590595 BUSINESS ADDRESS: STREET 1: 4365 EXECUTIVE DRIVE STREET 2: Suite 200 CITY: San Diego STATE: CA ZIP: 92121 BUSINESS PHONE: (858) 558-8130 MAIL ADDRESS: STREET 1: 4365 EXECUTIVE DRIVE STREET 2: Suite 200 CITY: San Diego STATE: CA ZIP: 92121 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Gilde Healthcare Holding B.V. CENTRAL INDEX KEY: 0001420106 IRS NUMBER: 000000000 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: NEWTONLAAN 91 STREET 2: PO BOX 85067 CITY: 3508 UTRECHT STATE: P7 ZIP: AB BUSINESS PHONE: 31(0)30-2192549 MAIL ADDRESS: STREET 1: NEWTONLAAN 91 STREET 2: PO BOX 85067 CITY: 3508 UTRECHT STATE: P7 ZIP: AB SC 13G 1 a14-5506_1sc13g.htm SC 13G

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No.     )*

 

Conatus Pharmaceuticals, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

20600T108

(CUSIP Number)

December 31, 2013

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

CUSIP No. 20600T108

Schedule 13G

 

 

 

1.

Names of Reporting Persons
Gilde Healthcare Holding BV

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
The Netherlands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
1,514,298

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
1,514,298

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
1,514,298

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
9.7%

 

 

12.

Type of Reporting Person (See Instructions)
OO

 

2


 

CUSIP No. 20600T108

Schedule 13G

 

 

 

1.

Names of Reporting Persons
Coöperatieve Gilde Healthcare II U.A.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
The Netherlands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
1,514,298

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
1,514,298

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
1,514,298

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
9.7%

 

 

12.

Type of Reporting Person (See Instructions)
OO

 

3


 

CUSIP No. 20600T108

Schedule 13G

 

 

 

1.

Names of Reporting Persons
Gilde Healthcare II Management BV

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
The Netherlands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
1,514,298

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
1,514,298

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
1,514,298

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
9.7%

 

 

12.

Type of Reporting Person (See Instructions)
OO

 

4


 

CUSIP No. 20600T108

Schedule 13G

 

 

 

1.

Names of Reporting Persons
Marc Olivier Perret

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
The Netherlands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
1,514,298

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
1,514,298

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
1,514,298

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
9.7%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

5


 

CUSIP No. 20600T108

Schedule 13G

 

 

 

1.

Names of Reporting Persons
Edwin de Graaf

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
The Netherlands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
1,514,298

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
1,514,298

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
1,514,298

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
9.7%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

6


 

CUSIP No. 20600T108

Schedule 13G

 

 

 

1.

Names of Reporting Persons
Martemanshurk BV (100% owned by Pieter van der Meer)

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
The Netherlands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
1,514,298

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
1,514,298

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
1,514,298

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
9.7%

 

 

12.

Type of Reporting Person (See Instructions)
OO

 

7


 

CUSIP No. 20600T108

Schedule 13G

 

 

Item 1.

 

(a)

Name of Issuer:
Conatus Pharmaceuticals, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices:
4365 Executive Drive, Suite 200

San Diego, CA 92121

 

Item 2.

 

(a)

Name of Person Filing:
Gilde Healthcare Holding BV

Coöperatieve Gilde Healthcare II UA

Gilde Healthcare II Management BV

Marc Olivier Perret

Edwin de Graaf

Martemanshurk BV (100% owned by Pieter van der Meer)

 

(b)

Address of Principal Business Office or if none, Residence:
c/o Gilde Healthcare Partners BV

Newtonlaan 91

3584 BP Utrecht

The Netherlands

 

(c)

Citizenship:
Each of the reporting persons is organized and based in the Netherlands

 

(d)

Title and Class of Securities:
Common Stock, par value USD 0.001 per share

 

(e)

CUSIP Number:
20600T108

 

Item 3.

 

Not applicable.

 

 

Item 4.

Ownership:

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:   

 

 

Gilde Healthcare Holding BV

1,514,298 shares

 

 

Coöperatieve Gilde Healthcare II UA

1,514,298 shares

 

 

Gilde Healthcare II Management BV

1,514,298 shares

 

 

Marc Olivier Perret

1,514,298 shares

 

 

Edwin de Graaf

1,514,298 shares

 

 

Martemanshurk BV

1,514,298 shares

 

 

 

 

 

 

Coöperatieve Gilde Healthcare II UA directly owns 1,487,320 shares of common stock of the Issuer and a warrant to purchase 26,978 shares of common stock of the Issuer (the “Shares”). The manager of Coöperatieve Gilde Healthcare II UA is Gilde Healthcare II Management BV which is owned by Gilde Healthcare Holding BV which is owned in equal thirds by the three managing partners Marc Olivier Perret, Edwin De Graaf and Martemanshurk BV (100% owned and managed by Pieter van der Meer). Gilde Healthcare II Management BV disclaims beneficial ownership of the Shares except to the extent of its pecuniary interest therein.

 

Each of Messrs. Perret, De Graaf and van der Meer and Martemanshurk BV each disclaim beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein.

 

8


 

CUSIP No. 20600T108

Schedule 13G

 

 

 

 

 

(b)

Percent of class:   

 

 

 

 

 

Gilde Healthcare Holding BV

9.7%

 

 

Coöperatieve Gilde Healthcare II UA

9.7%

 

 

Gilde Healthcare II Management BV

9.7%

 

 

Marc Olivier Perret

9.7%

 

 

Edwin de Graaf

9.7%

 

 

Martemanshurk BV

9.7%

 

(c)

Number of shares as to which the person has:

 

 

(i)

Sole power to vote or to direct the vote:   

 

 

 

Gilde Healthcare Holding BV

0 shares

 

 

 

Coöperatieve Gilde Healthcare II UA

0 shares

 

 

 

Gilde Healthcare II Management BV

0 shares

 

 

 

Marc Olivier Perret

0 shares

 

 

 

Edwin de Graaf

0 shares

 

 

 

Martemanshurk BV

0 shares

 

 

(ii)

Shared power to vote or to direct the vote:    

 

 

 

Gilde Healthcare Holding BV

1,514,298 shares

 

 

 

Coöperatieve Gilde Healthcare II UA

1,514,298 shares

 

 

 

Gilde Healthcare II Management BV

1,514,298 shares

 

 

 

Marc Olivier Perret

1,514,298 shares

 

 

 

Edwin de Graaf

1,514,298 shares

 

 

 

Martemanshurk BV

1,514,298 shares

 

 

 

 

Includes 26,978 shares of common stock issuable upon the exercise of warrants to purchase common stock.

 

 

(iii)

Sole power to dispose or to direct the disposition of:   

 

 

 

Gilde Healthcare Holding BV

0 shares

 

 

 

Coöperatieve Gilde Healthcare II UA

0 shares

 

 

 

Gilde Healthcare II Management BV

0 shares

 

 

 

Marc Olivier Perret

0 shares

 

 

 

Edwin de Graaf

0 shares

 

 

 

Martemanshurk BV

0 shares

 

 

(iv)

Shared power to dispose or to direct the disposition of:   

 

 

 

Gilde Healthcare Holding BV

1,514,298 shares

 

 

 

Coöperatieve Gilde Healthcare II UA

1,514,298 shares

 

 

 

Gilde Healthcare II Management BV

1,514,298 shares

 

 

 

Marc Olivier Perret

1,514,298 shares

 

 

 

Edwin de Graaf

1,514,298 shares

 

 

 

Martemanshurk BV

1,514,298 shares

 

 

 

 

 

 

 

 

Includes 26,978 shares of common stock issuable upon the exercise of warrants to purchase common stock.

 

9


 

CUSIP No. 20600T108

Schedule 13G

 

 

Item 5.

Ownership of Five Percent or Less of a Class:

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following   o.

Not Applicable

Item 6.

Ownership of More than Five Percent on Behalf of Another Person:

Not Applicable

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:

Not Applicable

 

Item 8.

Identification and Classification of Members of the Group:

 

 

Item 9.

Notice of Dissolution of Group:

Not Applicable

 

10


 

CUSIP No. 20600T108

Schedule 13G

 

 

 

Item 10.

Certification:

Not Applicable

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

Gilde Healthcare Holding BV

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ Marc Olivier Perret

 

By:

/s/ Edwin de Graaf

 

By:

/s/ Pieter van der Meer

Name:

Marc Olivier Perret

 

 

Name:

Edwin de Graaf

 

 

Name:

Martemanshurk BV

Title:

Managing Partner

 

 

Title:

Managing Partner

 

 

 

By:

Pieter van der Meer

 

 

 

 

 

 

 

 

 

Title:

Managing Partner

 

 

 

 

 

 

 

 

 

 

 

*****

 

Coöperatieve Gilde Healthcare II U.A.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ Marc Olivier Perret

 

By:

/s/ Edwin de Graaf

 

By:

/s/ Pieter van der Meer

Name:

Marc Olivier Perret

 

 

Name:

Edwin de Graaf

 

 

Name:

Martemanshurk BV

Title:

Managing Partner

 

 

Title:

Managing Partner

 

 

 

By:

Pieter van der Meer

 

 

 

 

 

 

 

 

 

Title:

Managing Partner

 

 

 

 

 

 

 

 

 

 

 

*****

 

Gilde Healthcare II Management BV

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ Marc Olivier Perret

 

By:

/s/ Edwin de Graaf

 

By:

/s/ Pieter van der Meer

Name:

Marc Olivier Perret

 

 

Name:

Edwin de Graaf

 

 

Name:

Martemanshurk BV

Title:

Managing Partner

 

 

Title:

Managing Partner

 

 

 

By:

Pieter van der Meer

 

 

 

 

 

 

 

 

 

Title:

Managing Partner

 

 

 

 

 

 

 

 

 

 

 

*****

 

By:

/s/ Marc Olivier Perret

 

By:

/s/ Edwin de Graaf

 

By:

/s/ Pieter van der Meer

Name:

Marc Olivier Perret

 

 

Name:

Edwin de Graaf

 

 

Name:

Martemanshurk BV

 

 

 

 

 

 

 

 

 

By:

Pieter van der Meer

 

 

 

 

 

 

 

 

 

Title:

Managing Partner

 

February 10, 2014

 

11


 

CUSIP No. 20600T108

Schedule 13G

 

 

EXHIBIT INDEX

 

Exhibit 1                                               Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended.

 

12


 

CUSIP No. 20600T108

Schedule 13G

 

 

Exhibit 1

 

JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1)

 

The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him, her or it contained herein, but shall not be responsible for the completeness and accuracy of the information concerning the other entities or persons, except to the extent that he, she or it knows or has reason to believe that such information is inaccurate.

 

Date: February 10, 2014

 

Gilde Healthcare Holding BV

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ Marc Olivier Perret

 

By:

/s/ Edwin de Graaf

 

By:

/s/ Pieter van der Meer

Name:

Marc Olivier Perret

 

 

Name:

Edwin de Graaf

 

 

Name:

Martemanshurk BV

Title:

Managing Partner

 

 

Title:

Managing Partner

 

 

 

By:

Pieter van der Meer

 

 

 

 

 

 

 

 

 

Title:

Managing Partner

 

*****

 

Coöperatieve Gilde Healthcare II U.A.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ Marc Olivier Perret

 

By:

/s/ Edwin de Graaf

 

By:

/s/ Pieter van der Meer

Name:

Marc Olivier Perret

 

 

Name:

Edwin de Graaf

 

 

Name:

Martemanshurk BV

Title:

Managing Partner

 

 

Title:

Managing Partner

 

 

 

By:

Pieter van der Meer

 

 

 

 

 

 

 

 

 

Title:

Managing Partner

 

*****

 

Gilde Healthcare II Management BV

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ Marc Olivier Perret

 

By:

/s/ Edwin de Graaf

 

By:

/s/ Pieter van der Meer

Name:

Marc Olivier Perret

 

 

Name:

Edwin de Graaf

 

 

Name:

Martemanshurk BV

Title:

Managing Partner

 

 

Title:

Managing Partner

 

 

 

By:

Pieter van der Meer

 

 

 

 

 

 

 

 

 

Title:

Managing Partner

 

*****

 

By:

/s/ Marc Olivier Perret

 

By:

/s/ Edwin de Graaf

 

By:

/s/ Pieter van der Meer

Name:

Marc Olivier Perret

 

 

Name:

Edwin de Graaf

 

 

Name:

Martemanshurk BV

 

 

 

 

 

 

 

 

 

By:

Pieter van der Meer

 

 

 

 

 

 

 

 

 

Title:

Managing Partner

 

13